Саудовская АравияCompliance & Money Laundering Reporting Officer
1 нед. назад
Саудовская АравияHybrid
amlkyccompliance monitoring
Responsible for building and managing KSA's compliance and AML/CTF capabilities, registered with Capital Market Authority as Compliance Officer and MLRO.
Обязанности
- We are looking for a Compliance & Money Laundering Reporting Officer (CMLRO) in Saudi. This person will build and manage KSA’s compliance and AML/CTF capabilities, and will be registered with the Capital Market Authority (CMA) as KSA’s Compliance Officer and MLRO.
Требования
- • 5+ years in compliance and/or AML in financial services, ideally at a CMA-licensed Capital Market Institution (brokerage preferred).
- • Prior experience as a CMA-registered Compliance Officer or MLRO is strongly preferred.
- • Hands-on experience writing and maintaining compliance and AML/CTF policies and procedures for a regulated financial institution.
- • Passed the CMA’s compliance and AML qualification route: CME-1B, CME-2A and CME-2B, or an exemption granted by the CMA.
- • Holders of the CMA’s previous-series qualification certificates for this function qualify without retaking the exams. All three must be passed before CMA registration.
- • Eligible for registration with the CMA as a Registered Person under the Capital Market Institutions Regulations, including meeting the CMA’s fit-and-proper criteria (skills, experience, competence and integrity).
- • Able to act independently of client-facing functions, as required for the Compliance Officer under CMA rules.
- • Resident in the Kingdom of Saudi Arabia (a requirement for CMA Registered Persons), or willing to relocate.
Другое
- • Draft, implement and maintain KSA’s compliance policies and procedures, keeping them aligned with CMA rules as they change.
- • Review policies and procedures at least annually and after any regulatory change, and get them approved by the Board.
- • Design, implement and maintain a risk-based compliance programme in line with the Capital Market Institutions Regulations and other CMA rules.
- • Run compliance monitoring and surveillance reviews in line with the annual compliance monitoring plan.
- • Guide and train the team on regulatory, policy and procedural issues.
- • Act as the main point of contact for CMA inquiries, inspections and requests for information.
- • Identify, log and resolve compliance issues, complaints and regulatory breaches.
- • Prepare and file regulatory reports and notifications with the CMA on time.
- • Own KSA’s AML/CTF policies and procedures in line with the Anti-Money Laundering Law and the CMA’s AML/CTF Rules.
- • Oversee the KYC, customer risk-rating and sanctions-screening framework.
- • Identify, investigate and report suspicious transactions to the General Directorate of Financial Intelligence.
- • Deliver AML/CTF training to staff.
- • Receive and act on any relevant findings, recommendations, guidance, directives, sanctions or notices.
- • The firm’s compliance with applicable KYC and AML/CTF laws.
- • Assessment of the adequacy and quality of the firm’s AML/CTF policies, procedures, systems and controls.
- • Any relevant findings, recommendations, guidance, directives, resolutions, sanctions or notices, and how the firm will address them.
- • Deep working knowledge of CMA regulations and Saudi AML/CTF law, and the ability to assess their impact on the business.
- • Excellent communication and project management skills, and a great work ethic.
- • Attention to detail and high discretion with confidential information.
- • Comfortable with compliance management, screening and transaction monitoring tools.
- • Fluent in English; Arabic strongly preferred.
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