Compliance Officer

Другое

• Supervise the SME AML/CFT operations teams, including agents and supervisors, with a focus on the quality of processes, decisions, and documentation. This will be the core responsibility of the role.
• Own the quality of transactional monitoring alert analysis and of client onboarding decisions, making sure every case is properly analyzed, escalated when needed, and documented.
• Act as the point of contact between the first and second line of defense, resolving criteria questions coming from the operation.
• Set, communicate, and enforce clear analysis criteria, and make sure the teams understand the typologies and the regulation behind them.
• Identify quality gaps and recurring errors in the operation, and drive the corrective actions and training needed to close them.
• Prepare periodic reports for senior management on the performance and health of the SME AML/CFT operation, including volumes, backlog, quality indicators, and risk trends.
• Coordinate with the owners of the AML/CFT policies and program so that what is written is what is executed, and flag where policy needs to change based on what actually happens in the operation.
• Support the preparation of information for internal and external reviews, audits, and requirements from authorities.
• Bachelor's Degree in Law, Finance, Accounting, Business Administration, or a related field.
• 5+ years of proven experience running AML/CFT operations in the financial sector.
• Valid AML/CFT certification issued by the CNBV (mandatory).
• Proven experience leading and developing teams, including setting criteria, giving feedback, and managing performance.
• Solid knowledge of Mexico's AML/CFT framework, KYC/KYB regulation, and transactional monitoring practices.
• Advanced English and Spanish (mandatory).
• Ability to translate regulation into practical criteria that an operational team can execute.
• Comfortable building reports and indicators for senior management.
• Strong sense of ownership over quality, and accountability for the results of the team.
• Highly organized with excellent attention to detail.
• Experience with SME or business banking clients.
• Proficiency with transaction monitoring software.
• Experience designing or calibrating transactional monitoring rules.
• Experience as liaison between corporations and regulatory agencies.
• Knowledge of the applicable regulation to Designated Non-Financial Professions and Businesses (Actividades Vulnerables).