Compliance Monitoring Specialist

2 нед. назад

Czech RepublicEuropeOnsite

Execute and manage compliance monitoring programs ensuring internal controls align with regulatory requirements and assist in risk management.

Требования

Industry Experience: Proven track record in a generalist compliance or compliance monitoring role within the FX / CFD sector.
Regulatory Knowledge: Deep understanding of FCA rules, handbooks, and the broader regulatory environment governing financial markets.
Education & Credentials: Bachelor's degree in Law, Finance, Business, or a related field; relevant professional compliance certifications (e.g., ICA, CISI) are highly desirable.
Analytical Skills: Strong analytical ability with exceptional attention to detail, capable of identifying root causes and systemic control weaknesses.
Communication: Superior written and verbal communication skills, with a demonstrated ability to write concise reports and engage effectively with stakeholders at all levels.

Условия

We are a Czech fintech that, since 2015, has grown from an idea into a global project . 🚀
300+ amazing teammates . We’re a great team who learn from each other every day.🤜 🤛
How do we work ? We focus on meaningful work and open communication, while only adopting processes that make our lives easier.
Prague, Národní třída. Enjoy our modern offices at the Quadrio shopping center, offering beautiful views and excellent accessibility.
What if I don’t trade? No worries. We’ll show you what our product is all about and introduce you to the basics of trading.
Free fruit, snacks, and coffee are always within reach in the office.
How do we promote strong relationships and well-being? Company cottage, team building events, and running club.
Flexible hybrid model. We prefer collaborating in person to keep the team spirit high, but we offer the flexibility you need to stay balanced.
*The benefits mentioned above apply to on-site employees in our Prague office.

Другое

recently acquired OANDA Group , one of the world's leading online trading groups, and we're now looking for a Compliance Monitoring Specialist to execute and manage OANDA's Compliance Monitoring Programme.
In this role, you'll ensure internal controls function effectively and align with regulatory requirements, while assisting the Head of Compliance in continually monitoring, assessing, and strengthening the company's control framework and risk management systems.
Compliance Monitoring & Assurance: Execute end-to-end compliance reviews across all business functions, evaluating internal controls related to client, employee, senior management, technology, financial crime, and regulatory reporting risks.
Reporting & Documentation: Draft clear, comprehensive monitoring reports and present findings to the Head of Compliance, highlighting key risk areas and actionable recommendations.
Procedure Development: Design, review, and refine compliance monitoring policies, testing procedures, and review frameworks to maintain high standards of governance.
Remediation & Improvement: Identify control deficiencies and collaborate with operational teams to develop and execute practical, timely remediation plans that strengthen processes.
Regulatory Guidance: Maintain an in-depth, up-to-date working knowledge of relevant regulatory rules to provide pragmatic advice and guidance across internal departments.
Culture & Awareness: Act as a compliance champion, embedding a strong regulatory mindset and risk-aware culture across all levels of the organization.